Category Archive: General

Accume’s June Compliance Monthly Newsletter

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Accume’s June issue of Compliance Monthly is here! The Compliance Monthly newsletter is intended to keep you informed of regulatory changes in advance of their effective date so your institution can have the necessary policies, procedures and processes in place to be compliant at the time of enactment.

Accume’s May Compliance Monthly Newsletter

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Accume’s May issue of Compliance Monthly is here! The Compliance Monthly newsletter is intended to keep you informed of regulatory changes in advance of their effective date so your institution can have the necessary policies, procedures and processes in place to be compliant at the time of enactment.

Accume’s April Compliance Monthly Newsletter

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Accume’s April issue of Compliance Monthly is here! The Compliance Monthly newsletter is intended to keep you informed of regulatory changes in advance of their effective date so your institution can have the necessary policies, procedures and processes in place to be compliant at the time of enactment.

FINRA Cybersecurity Compliance Update 2015

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The financial industries are being increasingly targeted by cyber thieves. This paper focuses on the latest cybersecurity requirements for financial institutions with brokers-dealers, investment advisors, and investment funds that are regulated by Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). The Regulators The Financial Industry Regulatory Authority (FINRA) is a self-regulatory… Read more »

White House Summit on Cybersecurity and Consumer Protection

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During the recent White House Summit on Cybersecurity and Consumer Protection, President Obama and his staff reinforced the importance of information sharing between private and public sector organizations in the fight against cybercrime. Before signing an executive order promoting private sector cybersecurity information sharing, he validated what many of us working in security each and every… Read more »

Accume’s March Compliance Monthly Newsletter

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Accume’s March issue of Compliance Monthly is here! The Compliance Monthly newsletter is intended to keep you informed of regulatory changes in advance of their effective date so your institution can have the necessary policies, procedures and processes in place to be compliant at the time of enactment. http://www.accumepartners.com/media/33196/march-2015-compliance-monthly.pdf

Accume’s February Compliance Monthly Newsletter

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Accume’s February issue of Compliance Monthly is here! The Compliance Monthly newsletter is intended to keep you informed of regulatory changes in advance of their effective date so your institution can have the necessary policies, procedures and processes in place to be compliant at the time of enactment. http://www.accumepartners.com/media/33141/february-2015-compliance-monthly.pdf  

Accume’s January Compliance Monthly Newsletter

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Accume’s January issue of Compliance Monthly is here! The Compliance Monthly newsletter is intended to keep you informed of regulatory changes in advance of their effective date so your institution can have the necessary policies, procedures and processes in place to be compliant at the time of enactment. http://www.accumepartners.com/media/32945/january-2015-compliance-monthly.pdf

Nadavon Capital Partners Acquires Accume Partners

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Partnership strengthens Accume’s market position and supports strategic growth New York, December 10, 2014 - Nadavon Capital Partners (Nadavon), a specialty investment holding company with deep expertise in building and growing banking and financial service providers, today announced the acquisition of Accume Partners (Accume), a leading provider of internal audit, regulatory compliance, technology and risk management… Read more »

Accume’s December Compliance Monthly Newsletter

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Accume’s December issue of Compliance Monthly is here! The Compliance Monthly newsletter is intended to keep you informed of regulatory changes in advance of their effective date so your institution can have the necessary policies, procedures and processes in place to be compliant at the time of enactment.  http://www.accumepartners.com/media/32846/december-2014-compliance-monthly.pdf